Other Compulsory Information
Banco Finantia, S.A., headquartered in Rua General Firmino Miguel nº 5, 1600 - 100 Lisboa, Portugal is registered at the Conservatória de Registo Comercial de Lisboa under the unique number and a legal person (registration 501.897.020), with share capital of €150.000.000.
Banco Finantia is duly registered:
BANCO DE PORTUGAL, Registered in 01/01/1993 with the number 48. |
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COMISSÃO DE MERCADO DE VALORES MOBILIÁRIOS, Registered in 29/07/1991 with the number 109. |
BANCO DE PORTUGAL, Registered in 01/01/1993 with the number 48. |
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COMISSÃO DE MERCADO DE VALORES MOBILIÁRIOS, Registered in 29/07/1991 with the number 109. |
Code of Conduct and Related Policies
Conflict of Interest Policy - See here
Code of Conduct - See here
Policy on Prevention, Reporting and Remedying of Conflicts of Interest involving Related Parties - See here (portuguese version)
Reporting of Irregularities Policy - See here
Policy for the Selection, Assessment of Suitability and Succession of Members of the Management and Supervisory Bodies and Key Function Holders - See here
Internal procedure for the selection and contracting of services to the Statutory Auditor or to the Statutory Auditor Companies – See here
Anti-corruption Policy - See here
Corruption and Related Offences Risk Prevention Plan (RPP) - See here
Remuneration Policy
Remuneration Policy for members of the Governing Bodies/Management and Supervisory Board - See here
Remuneration Policy for Identified Staff - See here
Prevention of Money Laundering and Terrorist Financing
Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) Statement - See here
Sanctions Compliance Statement - See here
Anti-money Laundering - the Wolfsberg Group Questionnaire - See here
US Patriot Act Certificate - See here
Sustainability
Policy on Integration of Sustainability Risks in Customer Financial Services - See here
Financial Intermediation
Financial Instruments Markets
Order Execution Policy - See here
Additional Information for Customers - See here
Information on Costs and Charges (portuguese version) - See here
Customer Asset Protection Policy - See here
Exemptions
Information on existing exemptions - See here
Best Execution
RTS 28 - Main Execution Platforms
2023
Bonds - See here
2023
Equities - See here
2022
Bonds - See here
2022
Equities - See here
2021
Bonds - See here
2021
Equities - See here
2020
Bonds - See here
2020 - Finantia UK Limited
Bonds - See here
2019
Bonds - See here
2019
Equities - See here
RTS 27 (Commission Delegated Regulation (EU) 2017/575 of 8 June 2016) - Quality of execution of transactions
2020 - Banco Finantia S.A.
October to December
Table 1 - Type of execution venue - See here
Table 2 - Type of financial instrument - See here
Table 3 - Price information - See here
Table 4 - Price information - See here
Table 6 - Likelihood of execution information - See here
Table 9 - Information - See here
Disclaimer: Banco Finantia S.A. accepts no responsibility or liability for any loss or damage arising from the use of the information in the reports and does not permit any third party to use the data published without prior agreement.
2020 - Banco Finantia S.A.
July to September
Table 1 - Type of execution venue - See here
Table 2 - Type of financial instrument - See here
Table 3 - Price information - See here
Table 4 - Price information - See here
Table 6 - Likelihood of execution information - See here
Table 9 - Information - See here
Disclaimer: Banco Finantia S.A. accepts no responsibility or liability for any loss or damage arising from the use of the information in the reports and does not permit any third party to use the data published without prior agreement.
2020 - Banco Finantia S.A.
April to June
Table 1 - Type of execution venue - See here
Table 2 - Type of financial instrument - See here
Table 3 - Price information - See here
Table 4 - Price information - See here
Table 6 - Likelihood of execution information - See here
Table 9 - Information - See here
Disclaimer: Banco Finantia S.A. accepts no responsibility or liability for any loss or damage arising from the use of the information in the reports and does not permit any third party to use the data published without prior agreement.
2020 - Banco Finantia S.A.
January to March
Table 1 - Type of execution venue - See here
Table 2 - Type of financial instrument - See here
Table 3 - Price information - See here
Table 4 - Price information - See here
Table 6 - Likelihood of execution information - See here
Table 9 - Information - See here
Disclaimer: Banco Finantia S.A. accepts no responsibility or liability for any loss or damage arising from the use of the information in the reports and does not permit any third party to use the data published without prior agreement.
2020 - Finantia UK Limited
January to March
Table 1 - Type of execution venue - See here
Table 2 - Type of financial instrument - See here
Table 3 - Price information - See here
Table 4 - Price information - See here
Table 6 - Likelihood of execution information - See here
Table 9 - Information - See here
Disclaimer: Finantia UK Limited accepts no responsibility or liability for any loss or damage arising from the use of the information in the reports and does not permit any third party to use the data published without prior agreement.
2019 - Banco Finantia S.A.
October to December
Table 1 - Type of execution venue - See here
Table 2 - Type of financial instrument - See here
Table 3 - Price information - See here
Table 4 - Price information - See here
Table 6 - Likelihood of execution information - See here
Table 9 - Information - See here
Disclaimer: Banco Finantia S.A. accepts no responsibility or liability for any loss or damage arising from the use of the information in the reports and does not permit any third party to use the data published without prior agreement.
2019 - Finantia UK Limited
October to December
Table 1 - Type of execution venue - See here
Table 2 - Type of financial instrument - See here
Table 3 - Price information - See here
Table 4 - Price information - See here
Table 6 - Likelihood of execution information - See here
Table 9 - Information - See here
Disclaimer: Finantia UK Limited accepts no responsibility or liability for any loss or damage arising from the use of the information in the reports and does not permit any third party to use the data published without prior agreement.
2019 - Banco Finantia S.A.
July to September
Table 1 - Type of execution venue - See here
Table 2 - Type of financial instrument - See here
Table 3 - Price information - See here
Table 4 - Price information - See here
Table 6 - Likelihood of execution information - See here
Table 9 - Information - See here
Disclaimer: Banco Finantia S.A. accepts no responsibility or liability for any loss or damage arising from the use of the information in the reports and does not permit any third party to use the data published without prior agreement.
2019 - Finantia UK Limited
July to September
Table 1 - Type of execution venue - See here
Table 2 - Type of financial instrument - See here
Table 3 - Price information - See here
Table 4 - Price information - See here
Table 6 - Likelihood of execution information - See here
Table 9 - Information - See here
Disclaimer: Finantia UK Limited accepts no responsibility or liability for any loss or damage arising from the use of the information in the reports and does not permit any third party to use the data published without prior agreement.
2019 - Banco Finantia S.A.
April to June
Table 1 - Type of execution venue - See here
Table 2 - Type of financial instrument - See here
Table 3 - Price information - See here
Table 4 - Price information - See here
Table 6 - Likelihood of execution information - See here
Table 9 - Information - See here
Disclaimer: Banco Finantia S.A. accepts no responsibility or liability for any loss or damage arising from the use of the information in the reports and does not permit any third party to use the data published without prior agreement.
2019 - Finantia UK Limited
April to June
Table 1 - Type of execution venue - See here
Table 2 - Type of financial instrument - See here
Table 3 - Price information - See here
Table 4 - Price information - See here
Table 6 - Likelihood of execution information - See here
Table 9 - Information - See here
Disclaimer: Finantia UK Limited accepts no responsibility or liability for any loss or damage arising from the use of the information in the reports and does not permit any third party to use the data published without prior agreement.
2019 - Banco Finantia S.A.
January to March
- Table 1 - Type of execution venue - See here
- Table 2 - Type of financial instrument - See here
- Table 3 - Price information - See here
- Table 4 - Price information - See here
- Table 6 - Likelihood of execution information - See here
- Table 9 - Information - See here
Disclaimer: Banco Finantia S.A. accepts no responsibility or liability for any loss or damage arising from the use of the information in the reports and does not permit any third party to use the data published without prior agreement.
2019 - Finantia UK Limited
January to March
- Table 1 - Type of execution venue - See here
- Table 2 - Type of financial instrument - See here
- Table 3 - Price information - See here
- Table 4 - Price information - See here
- Table 6 - Likelihood of execution information - See here
- Table 9 - Information - See here
Disclaimer: Finantia UK Limited accepts no responsibility or liability for any loss or damage arising from the use of the information in the reports and does not permit any third party to use the data published without prior agreement.
2024 - Finantia USA
- Disclosure Letter – See here
Disclaimer: Finantia USA accepts no responsibility or liability for any loss or damage arising from the use of the information in the reports and does not permit any third party to use the data published without prior agreement.